Category: Compliance Coding

Coding the Compliance Library

Coding the Compliance Library

Lately, many of us in the consulting world have taken to referring to writing automated compliance rules as “coding” the rules.  It is shorthand for the tasks involved in taking an English statement from a prospectus, SAI, client agreement or regulation and turning it into a statement that can be processed by an automated trading ...

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Taming the Data Monster

Taming the Data Monster

  It all started out so simply.  You are a responsible Compliance Officer, a hard-working  Operations  professional or a business savvy IT manager and you always pitch in. As the firm grew, the data needs grew and you gladly offered to apply your knowledge to help ensure the firm had the information it needed. The ...

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