OMS Compliance

Investment Compliance Expertise & Consulting

Keeping up with regulatory requirements means having efficient compliance systems in place and maintaining those systems so that they are working as intended.  Automated compliance systems require specialized knowledge to accurately code rules and ensure optimum system performance.

IMP consultants have experience in all of the market-leading systems and can help in the following areas:

• Project Management & Business Analysis

• Pre-trade and real-time investment compliance

• Rule Review and testing

• Implementations, Conversions, & Upgrades

• Systems Integrations & Custom Development

• Implementing your compliance program on our CLEAR Compliance™ Platform.

IMP can help your firm select the best product or get more use out of the product or custom solution you have. We combine deep compliance expertise with technical experience to ensure an efficient, comprehensive solution. We also offer on-demand and subscription based compliance support for in-house programs and for regulatory reporting, such as Form PF.

IMP's consultants have hands-on experience with market-leading compliance systems such as:

• Charles River Development Investment Management System (CRIMS)™

• Bloomberg™ AIM CMGR

• Blackrock Solutions Aladdin© Compliance module

• Fidessa Sentinel© (part of the Capstone suite of products)

• Linedata Compliance© LDC

• SS&C Advent Rules Manager

• Black Mountain’s Everest

Learn more about how IMP is running Compliance Projects leveraging CLEAR Compliance™ and Artificial Intelligence.