Shannon Bean, Compliance Practice Leader

Shannon comes to IMP with over 7 years of investment compliance experience in registered investment advisors, broker-dealers, and hedge funds. She has knowledge and experience relating to equity strategies, derivative instruments, distressed credit, convertible arbitrage, and more. Shannon’s regulatory experience spans both domestic and international jurisdictions, including The Investment Advisors Act, Dodd-Frank, EU short-selling regulations, and MiFID II. Shannon’s broad investment compliance experience has spanned various aspects of the investment process, including investment guideline monitoring, regulatory filings and reporting, trade surveillance, Code of Ethics monitoring, and much more. Shannon graduated from Stephen F. Austin State University with a Bachelor’s in Social Work, and the University of St. Thomas School of Law with a JD, as well as an LL.M in Organizational Ethics and Compliance. She is a member of the Minnesota State Bar.