If we run Schrödinger’s experiment for your Investment Compliance program and then add some radioactive atoms in the form of what your firm claims it does in its Form ADV Part 2A, what are we going to find when we open the box?
Risk Appetite Anyone?
Is your company myopically focused on optimizing short-term financial gain?
We all want to achieve positive financial results. However, there is a growing body of evidence, supported by the continued evolution of risk management as a core business discipline, that the long view will more than likely deliver sustainable, lasting results.
